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Case lawCirculars2004 › Circular No. 4/2004
CBDT circular 13 May 2004

Circular No. 4/2004

Tax Deduction at Source on income from Deep Discount Bonds

What this is

Circular No. 4/2004 was issued by the Central Board of Direct Taxes on 13 May 2004. Its subject is Tax Deduction at Source on income from Deep Discount Bonds.

This is a clarification. The Board is stating how it reads a provision. That reading binds the department; it does not bind a court, and where the section says otherwise the section wins.

What it does

Fixes the point of deduction on Deep Discount Bonds: tax is to be deducted under section 193, or section 195 as the case may be, only at redemption, whether or not the holder has been offering the income on accrual from year to year. To relieve a holder who has already paid tax on the accrued income, it allows an application under section 197 in Form No. 13 with year-wise details of income offered, and where the applicant is not the original subscriber, the name, address and permanent account number of the person from whom he acquired the bonds; on being satisfied, the Assessing Officer is to certify deduction at the reduced rate justified by the applicant's total income in the year of redemption. A resident individual who is the original subscriber and has been offering the income on accrual may instead file a declaration in Form No. 15H under section 197A if no tax is payable on his total income.

Why it was issued

After Circular No. 2/2002 dated 15th February 2002 explained the tax treatment of income from Deep Discount Bonds, the Board received requests for clarification on deduction under section 193, and saw the difficulty created by section 199, under which credit is allowed only in the year the corresponding income is declared.

Who it reaches

The provisions it speaks to

Left, the provision of the Income-tax Act, 1961 as the instrument itself names it. Right, the section of the Income-tax Act, 2025 that the department’s own concordance maps it to — which is where the same ground is now covered.
Under the 1961 ActNow
s.88no counterpart recorded
s.193s.393
s.195s.393, s.395, s.397, s.400
s.197s.395, s.400
s.197As.393, s.400, s.402
s.199s.390

The instrument, as the Board published it

The words below are the department’s own, reproduced from its published text. Where the department’s copy carried a publisher’s notes after the instrument, those are not reproduced.

Tax Deduction at Source on income from Deep Discount Bonds
CIRCULAR NO. 4/2004, DATED 13-5-2004
The tax-treatment of income from Deep Discount Bonds has been explained in the Board’s Circular No. 2/2002, dated 15-2-2002. Subsequently, the Board have received various requests for a clarification regarding tax deduction at source under section 193 of the Income-tax Act from interest on Deep Discount Bonds. Difficulties could also be faced by the taxpayers in view of section 199 of the Income-tax Act, which provides that credit for tax deduction at source shall be allowed only in the year in which the corresponding income is declared.
It is hereby clarified that tax is required to be deducted at source under section 193 or section 195, as the case may be, only at the time of redemption of such bonds, irrespective of whether the income from the bonds has been declared by the bond-holder on accrual basis from year to year or is declared only in the year of redemption.
It is further clarified that a person, who has declared the income from a Deep Discount Bond on annual accrual basis during the term of the bond, will be entitled to make an application under section 197 of the Income-tax Act, requesting the Assessing Officer to issue a certificate for no deduction of tax or deduction at a lower rate. In such a case, the assessee should furnish, along with the prescribed Form No. 13, details of the income offered for tax by him from year to year. In case the assessee is not the original subscriber, and has acquired the bonds from some other person, he shall furnish the relevant particulars including the name, address and PAN, of such other person. If the Assessing Officer is satisfied that the applicant assessee has declared his income from the bonds from year to year on accrual basis during the period the bond was held by him, he shall issue a certificate allowing the tax deduction at source at such reduced rate as is justified by the total income of the applicant in the year of redemption.
Similarly, an assessee being a resident individual, who is the original subscriber of a Deep Discount Bond, may furnish a declaration in Form No. 15H in accordance with section 197A, if he has been declaring income on the bond from year to year on accrual basis, and no tax is payable on his total income, including the interest.
Accruing during that year, in the year of redemption. However, such a declaration cannot be filed by an individual, other than a senior citizen availing tax rebate under section 88 B of the Income-tax Act, if the amount of accumulated interest, being paid on redemption, exceeds the maximum amount not chargeable to tax in his case.
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What to watch

Where you meet it

In a Form No. 13 application to the Assessing Officer before a bond redemption, and in a mismatch where tax was deducted in full at redemption while the income had been returned on accrual in earlier years.

What it names

Forms it names. Form No. 13, Form No. 15H

It mentions. Circular No. 2/2002, Circular No. 4/2004

On the same provision

Other instruments in this library that name the same provision of the 1961 Act. They are not necessarily still operative, and a later one may have replaced an earlier one without saying so.

← Circular No. 5/2004  ·  Circular No. 3/2004 →

A circular binds the department, not you and not a court. The Board issues a circular to its own officers. An assessee may hold the department to a circular that helps him; the department cannot hold an assessee to one that hurts him, and the Tribunal and the courts decide the law for themselves.

Source: the Income Tax Department’s own published text — its page for this instrument.