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Case lawIncome-tax Act 2025Chapter XIX › Section 397
Chapter XIXwas s.194, s.194M, s.194S, s.195, s.200, s.203A, s.206A, s.206AA, s.206C, s.206CC

Section 397 of the Income-tax Act, 2025

Section 397 — Compliance and reporting. Successor to s.194, s.194M, s.194S, s.195, s.200, s.203A, s.206A, s.206AA, s.206C, s.206CC of the 1961 Act.

Where this section sits

Section 397 is in Chapter XIX — Collection and Recovery of Tax, which runs from section 390 to section 430.

← Section 396  ·  Section 398 →

What this section does

Sub-section (1) deals with the deductor's own number. Clause (a) requires every person deducting or collecting tax to apply to the Assessing Officer for a tax deduction and collection account number within the prescribed time if one has not already been allotted, and clause (b) requires that number to be quoted in all challans, statements and certificates under this Chapter and in prescribed documents. Clause (c), as substituted by Act No. 4 of 2026 with effect from 1 October 2026, exempts four classes from clause (a): a person deducting under section 393(1) [Table: Sl. No. 2(i), 3(i) or 6(ii)] in respect of that transaction; a person referred to in section 393(4) [Table: Sl. No. 12.C(a)] in respect of a transaction where he deducts on consideration for transfer of a virtual digital asset under section 393(1) [Table: Sl. No. 8(vi)]; a resident individual or Hindu undivided family in respect of a transaction where he deducts on consideration for transfer of immovable property under section 393(2) [Table: Sl. No. 17]; and a person notified by the Central Government.

Sub-section (2) deals with the deductee's number. Clause (a) requires every person entitled to receive an amount on which tax is deductible, or paying an amount on which tax is collectible, to furnish his valid Permanent Account Number to the deductor or collector. Clause (b) fixes the consequence of failure: tax is deducted at the highest of the rate in the relevant provision, the rate or rates in force, and 5% where the deduction is under section 393(1) [Table: Sl. No. 8(ii) or 8(v)] or 20% in any other case; and tax is collected at the higher of twice the rate in the relevant provision and 5%, subject to an overall ceiling of 20%. Clause (c) spares a non-resident who is not a company or a foreign company from clause (b)(i) for interest on long-term bonds specified in section 393(2) (Table: Sl. Nos. 2, 3 and 4) and for other prescribed payments, and clause (d) spares a non-resident without a permanent establishment in India from clause (b)(ii). Clause (e) caps the higher deduction on rent under section 393(1) [Table: Sl. No. 2(i)] at the rent payable for the last month of the tax year or of the tenancy. Clause (f) invalidates a declaration under section 393(6) or 394(2) made without a valid Permanent Account Number and bars a certificate under section 395(1) or (3) on such an application, and clause (g) requires deduction or collection at the clause (b) rates once a declaration becomes invalid. Clause (h) requires the deductee or collectee to furnish his valid Permanent Account Number, which is then to be indicated in all bills, vouchers, correspondence and other documents passing between them.

Sub-section (3) is the payment and reporting machinery. Clause (a) requires the tax deducted, collected or determined under section 392(2)(b) to be paid to the credit of the Central Government within the prescribed time, and clause (b) requires a statement in the prescribed form and time to be delivered to the prescribed income-tax authority. Clause (c) requires that authority to deliver a statement to the buyer, licensor or lessee referred to in section 394(1) (Table: Sl. Nos. 1 to 4 or 9). Clause (d) requires anyone paying a non-resident who is not a company or a foreign company any sum, whether or not chargeable under the Act, to furnish information about it in the prescribed form. Clause (e) puts the equivalent statement obligation on the Pay and Accounts Officer, Treasury Officer, Cheque Drawing and Disbursing Officer or other responsible person where a government office credits tax without a challan. Clause (f) allows a correction statement within two years from the end of the tax year in which the original statement was due, whether under these clauses or under section 200 of the Income-tax Act, 1961. Clause (g) requires a banking company, co-operative society or public company referred to in Note 1 to section 393(1) (Table: Sl. No. 5) paying a resident interest not exceeding the threshold in Sl. No. 5(ii) and (iii) to deliver a statement, lets the Board extend that obligation to other payers, and allows correction statements. Clause (h) makes a person who fails to collect tax liable to pay it to the Central Government anyway.

Why it is there

Withholding only works if both sides of a payment can be identified, so the section puts a number on each — an account number for the person deducting, a Permanent Account Number for the person receiving — and makes the consequence of a missing Permanent Account Number a punitive rate rather than a penalty. The reporting clauses in sub-section (3) exist because the credit a deductee eventually claims can only be verified against a statement filed by the deductor. Clause (h) of sub-section (3) makes the collector's liability independent of whether he actually collected, so failure to collect is not a way out of paying.

Who it applies to

The figures, and what each one turns on

Read the condition in the same row. A figure quoted without it is a wrong answer with a citation attached.
WhatFigureThe condition on itWhere
Floor rate for deduction where no valid Permanent Account Number is furnished5%Only where tax is required to be deducted under section 393(1) [Table: Sl. No. 8(ii) or 8(v)]; the deduction is at the highest of this, the rate in the relevant provision, and the rate or rates in forceSub-section (2)(b)(i)(C)
Floor rate for deduction in any other case20%Again the highest of this, the rate in the relevant provision, and the rate or rates in force — so a higher specified rate still governsSub-section (2)(b)(i)(C)
Rate for collection where no valid Permanent Account Number is furnishedThe higher of twice the rate in the relevant provision and 5%, but not exceeding 20%The 20% is a ceiling on the collection rate, unlike the deduction limb which has no ceilingSub-section (2)(b)(ii)
Cap on the higher deduction from rentThe rent payable for the last month of the tax year, or of the tenancyRent specified in section 393(1) [Table: Sl. No. 2(i)] where tax must be deducted under clause (b)(i)Sub-section (2)(e)
Window for a correction statementTwo yearsFrom the end of the tax year in which the statement was required to be delivered under clause (b) or (e), or under section 200 of the Income-tax Act, 1961Sub-section (3)(f)

What this means in practice

The two limbs of sub-section (2)(b) are not symmetrical and that is the point most often missed: for deduction, 5% or 20% is a floor with no ceiling, so where the relevant provision or the rates in force prescribe more, the higher rate applies; for collection, 20% is an express ceiling on the whole computation. Two escapes cut across it — a non-resident who is not a company or a foreign company is outside the deduction limb for long-term bond interest under section 393(2) (Table: Sl. Nos. 2, 3 and 4), and a non-resident without a permanent establishment is outside the collection limb altogether. The rent cap in clause (e) is a practical mercy: the higher rate cannot take more than one month's rent. On the deductor's side, the exemption from obtaining an account number is transaction-specific, not person-specific — clause (c) exempts a person only in respect of the listed transactions, so the same person deducting on anything else must still apply. And a correction statement has its own two-year clock running from the end of the tax year in which the original statement was due, not from when the error was found.

An example

Illustrative only, and invented for this page. The figures are chosen to show the rule biting, not taken from any real matter.

A company pays a resident contractor Rs. 50 lakh and the contractor does not furnish a valid Permanent Account Number. Deduction is at the highest of the rate specified for that payment, the rate in force, and 20% — so if the specified rate is 2%, the company must deduct 20%, or Rs. 10 lakh. If instead the company were collecting tax from a buyer who furnished no Permanent Account Number, sub-section (2)(b)(ii) would apply twice the specified rate or 5%, whichever is higher, but could never exceed 20%. A resident individual buying a flat and deducting under section 393(2) (Table: Sl. No. 17) need not apply for a tax deduction and collection account number for that transaction at all.

Where you meet this section

A deductor meets this section when applying for a tax deduction and collection account number, when quoting it on challans and certificates, and when filing the periodic statement whose particulars determine the credit his payees can claim. A payee meets it as the demand from a deductor for his Permanent Account Number, and as the higher rate withheld from his payment if he does not give one.

The words themselves

at the rate of 5% where tax is required to be deducted under section 393(1) [Table: Sl. No. 8(ii) or 8(v)]; or 20% in any other case
Section 397(2)(b)(i)(C), Income-tax Act, 2025.
tax shall be collected at the higher of the following rates, not exceeding 20%
Section 397(2)(b)(ii), Income-tax Act, 2025.
such deduction shall not exceed the amount of rent payable for the last month of the tax year or the last month of the tenancy, as the case may be
Section 397(2)(e), Income-tax Act, 2025.
any person responsible for collecting the tax who fails to collect the tax as per the provisions of section 394, shall, irrespective of such failure, be liable to pay the tax to the credit of the Central Government
Section 397(3)(h), Income-tax Act, 2025.

What people get wrong

What this replaced

The correspondence is the Income Tax Department’s own, from its comparison utility for the 1961 and 2025 Acts. A renumbering is the easy half; whether the words changed is the half that decides cases.

See the full 1961 to 2025 concordance.

Rules that serve this section

Rules of the Income-tax Rules, 2026 that work section 397. Where the rule’s own heading names the section we say so; the rest are marked on reading the rule, which is our derivation and not the department’s. A rule that serves the section silently and that we have missed will not appear here.

All of them are in the Rules 2026 index.

Circulars of the Board on this section

A circular binds the department, not you and not a court. Every one below was written under the 1961 Act; it reaches this section because the department’s own concordance carries the provision it names to this one.

See every circular and notification on this section, or the circulars index.

Notifications that reach this section

A notification is made under a power the Act gives and, within that power, is law. These too were made under the 1961 Act and are placed here by the department’s concordance.

See every circular and notification on this section, or the notifications index.

Case law carried across

Read this before you rely on it. Every decision below was decided under the Income-tax Act, 1961. It appears here because it is tagged to a 1961 provision that the department’s own mapping carries to section 397. That is an inference we have drawn, not a holding on the new section: where the words changed in the move, the reasoning may not survive. Treat this as the place to start looking, not as authority on the 2025 Act.

Explainers

Read with

What this page does not tell you. It does not reproduce the section. Everything above was written from the section’s own text as the Income Tax Department publishes it — the text is here, and nothing here is advice on your facts. Where a figure matters, read the sub-section it comes from.