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Case lawConcepts › The employer's estimate under s.192, and what good faith is worth

The employer's estimate under s.192, and what good faith is worth

The TDS officer says I under-deducted on salary. My payroll estimate was honest — is that a defence?

The TDS officer says I under-deducted on salary. My payroll estimate was honest — is that a defence?

Partly. s.192(1) requires deduction on the 'estimated income of the assessee under this head', so the employer's duty is to estimate honestly and fairly, not to arrive at the figure a completed assessment would produce. But good faith answers the penalty under s.271C far better than it answers the demand: the Supreme Court in Eli Lilly directed recovery of the shortfall under s.201(1) with interest under s.201(1A) while holding that no penalty should be levied because the issue was nascent and the employers had acted bona fide.

This is an explainer, not a judgment. It states the law in our own words, which is exactly why it needs checking. Everything below was written from the sources listed at the foot of this page, and no chartered accountant has yet signed it off. Read the source before you rely on it in a reply or an appeal.

The obligation in s.192(1) of the Income-tax Act, 1961 is expressed as an estimate. Tax is to be deducted 'on the amount payable at the average of income-tax computed on the basis of the rates in force for the financial year in which the payment is made, on the estimated income of the assessee under this head for that financial year'. The employer deducts month by month against a forecast of what the employee's salary income for the year will be. That is a different exercise from assessment, and the statute says so.

Two consequences follow from the word 'estimated'. The first is that an estimate which turns out to be wrong is not by that fact alone a default — otherwise every mid-year change in an employee's declarations would create a s.201 liability. The second is that the estimate must still be a real one: s.192(2B) lets the employee report other income and tax deducted elsewhere, but its proviso stops that from 'reducing the tax deductible from the income under the head Salaries below the amount' otherwise deductible, so the employer cannot use employee declarations to deduct less than the salary itself warrants.

The Supreme Court's decision in CIT v. Eli Lilly & Co. (India) P. Ltd. is the decision to work from. The reports of it record the Court treating the s.192(1) exercise as an estimation of income akin to computation, and then separating the three consequences of a shortfall. On tax, the assessing officer was to proceed under s.201(1) to recover the shortfall. On interest, the digest records the holding as: 'Levy of interest u/s 201 (1A) is mandatory and has to be calculated from the date of default to the date of payment either by the assessee or the payee-employee.' That sentence is the digest's headnote and not language taken from the judgment. On penalty, the Court held that no proceedings under s.271C were to be taken because the issue involved was a nascent one and the assessees had acted bona fide — s.271C being subject to the 'good and sufficient reason' test.

That is the shape of the defence and its limits. Bona fides is the statutory test for penalty and it works there. It is not the statutory test for s.201(1), where the question is whether tax that should have been deducted was not. What good faith does at the s.201(1) stage is more indirect: it goes to whether the estimate was an estimate at all, made on the material the employer had.

The two decisions this library already holds show where that argument fails. In State Bank of India v. CIT the Supreme Court held that because the complete travel particulars were before the bank when it settled the leave travel concession bills, the bank could not say it was unaware of the foreign legs; having had the material and treated the whole reimbursement as exempt, its estimate was not honest. In State Bank of India v. ACIT (TDS) the Karnataka High Court rejected a bona fide belief that had no legal foundation, noting particularly that the bank had never approached the tax authorities for clarification before deciding not to deduct. The pattern in both is the same: the plea fails where the employer held the facts that would have produced the right answer, or took a view of the law without asking. Conversely, in Government Polytechnic Education Society v. ITO (TDS) the Tribunal found there was nothing to deduct at all because each individual's monthly remuneration was below the taxable limit, so the estimate produced a nil figure and no s.201 default could arise.

Where the dispute is characterisation — the officer says your consultants are employees and you should have deducted under s.192 rather than s.194J — the estimate argument is at its most useful in a particular way. If the engagement was genuinely treated as professional, no salary estimate was ever made, and the question is whether the employer's view of the relationship was a tenable one. That is a s.271C argument on all fours with Eli Lilly, and a poorer s.201(1) argument, which is why the more productive line on the demand itself is usually that the payees have already paid their tax — the first proviso to s.201(1) — rather than that the employer meant well.

On the Income-tax Act, 2025: this library records s.398 as the successor to s.201; I did not locate the successor to s.192 from an official source.

Why it matters

Employers reach for good faith as a single answer to a composite notice, and it is not one. Separating the tax, the interest and the penalty is what turns an unarguable position into a partly winnable one — and the penalty limb, which is where the plea actually works, is often the largest number on the notice after the tax. It also tells you what evidence to build: what material the payroll function held when it made the estimate, and what view of the law it took and why.

What to do

Where people go wrong

Unsettled, or not pinned down. The classic High Court authority for the proposition that an incorrect estimate does not by itself show the employer failed to act honestly and fairly has now been read in full and is carried as an entry in this library: Gwalior Rayon Silk Co. Ltd. v. Commissioner of Income-tax, High Court of Madhya Pradesh, Sohani J., decided 22 September 1982, reported [1983] 140 ITR 832 (MP). Reading it also answers the second thing recorded as missing here. On a reference under s.256(1) the Court reframed question 2 as whether the employer was an assessee in default under s.201(1) and answered it in the negative and against the Department, so the s.201(1) demand itself was quashed and not merely a penalty, and the s.201(1A) interest fell with it on the Department's own concession. There was no penalty in that case at all — the words 'penalty', '271' and '273' appear nowhere in the judgment — so any account of the decision saying that only a penalty was deleted is wrong. It remains a single-judge High Court decision of 1982 and does not displace the Supreme Court's separation of the tax, interest and penalty consequences set out above. The Tribunal decisions usually cited with it — Lintas India Ltd. v. Asst. CIT (2005) 5 SOT 310 (Mum) and Nishith M. Desai v. ITO (2006) 9 SOT 42 (Mum) — and CIT v. ONGC Ltd. (2002) 254 ITR 121 (Guj) still appear only on commentary pages of a single host, so no entry is written for them and they should not be cited from here without checking the reports. The Eli Lilly judgment text was still not read.

Authorities on these sections

Judgments in this library that turn on the same provisions.

Where this came from

Every page in this library links to what it was written from, so you can check it rather than take our word for it.