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Case lawCirculars2021 › Circular No. 4/2021
CBDT circular 23 March 2021

Circular No. 4/2021

Clarifications on provisions of the direct tax vivad se vishwas act 2020

What this is

Circular No. 4/2021 was issued by the Central Board of Direct Taxes on 23 March 2021. Its subject is Clarifications on provisions of the direct tax vivad se vishwas act 2020.

This is a clarification. The Board is stating how it reads a provision. That reading binds the department; it does not bind a court, and where the section says otherwise the section wins.

What it does

Fixes what counts as a 'search case' for the Direct Tax Vivad se Vishwas Act, 2020. A search case means an assessment or reassessment made under section 143(3), 144, 147, 153A, 153C or 158BC in the case of a person referred to in section 153A, 153C, 158BC or 158BD, on the basis of a search initiated under section 132 or a requisition made under section 132A. FAQ No. 70 of Circular No. 21/2020, which had treated an order under section 143(3) or 144 based on a search in another person's case as a search case, stands modified to that extent. The clarification is issued under sections 10 and 11 of the Vivad se Vishwas Act.

Why it was issued

Several representations were received seeking further clarity on how a case is classified as a search case, and the Board acted to remove the uncertainty.

Who it reaches

The provisions it speaks to

Left, the provision of the Income-tax Act, 1961 as the instrument itself names it. Right, the section of the Income-tax Act, 2025 that the department’s own concordance maps it to — which is where the same ground is now covered.
Under the 1961 ActNow
s.10s.11, s.19
s.132s.247, s.249, s.251, s.261
s.132As.248, s.249, s.261
s.143s.270
s.153Ano counterpart recorded
s.153Cno counterpart recorded

The instrument, as the Board published it

The department publishes this one only as a PDF, so the words below were read out of that PDF by machine. That reading can carry its own mistakes — a misread number, a broken line. Check the signed document before you rely on a figure in it.

F. No. IT(A)/1/2020-TDL Government of India Ministry of Finance Department of Revenue Central Board of Direct Taxes Circular No. 04/2021 Dated: 23rd March, 2021 Sub.: Clarifications on provisions of the Direct Tax Vivad se Vishwas Act, 2020 - reg.

With the objective to inter alia reduce pending income tax litigation, generate timely revenue for the Government and benefit taxpayers by providing them peace of mind, certainty and savings on account of time and resources that would otherwise be spent on the long-drawn and vexatious litigation process, the Direct Tax Vivad se Vishwas Act, 2020 (hereinafter referred to as 'Vivad se Vishwas') was enacted on 17th March, 2020.

2. Sections 10 and 11 of Vivad se Vishwas empower the Central Government / Central Board of Direct Taxes to issue directions or orders in public interest or to remove difficulties. In order to facilitate the taxpayers, clarifications under the said sections in form of answers to frequently asked questions (FAQs) were issued vide circular no. 9/2020 dated 22nd April, 2020 (covering FAQ 1-55) and circular no. 21/2020 dated 4th December, 2020 (covering FAQ no. 56-89).

3. FAQ no.70 of circular 21/2020 clarified eligibility for search case under Vivad se Vishwas. It was clarified that if the assessment order has been framed in the case of a taxpayer under section 143(3) / 144 of the Income-Tax Act based on the search executed in some other taxpayer's case, it is to be considered as a 'search case' under Vivad se Vishwas.

4. Several representations have been received seeking further clarity with regard to the classification of a case as a 'search case' for the purposes of Vivad se Vishwas. The matter has been examined. In order to remove any uncertainty in this regard, and in exercise of powers under section 10 and 11 of Vivad se Vishwas, it is hereby clarified that a 'search case' means an assessment or reassessment made under sections 143(3)/ 144/ 147/ 153A/ 153C/ 158BC of the Income-tax Act in the case of a person referred to in section 153A or section 153C or section 158BC or section 158BD of the Income-tax Act on the basis of search initiated under section 132, or requisition made under section 132A of the Income-tax Act. The FAQ no. 70 of circular 21/2020 stands modified to this extent.

Copy to:
1. PS to FM/ OSD to FM/ PS to MoS(F)/ OSD to MoS(F)
2. PPS to Secretary (Revenue)
3. Chairman, CBDT & All Members, CBDT
4. All Pr. DGsIT/ Pr. CsIT
5. All Joint Secretaries/ CsIT/ Directors/ Deputy Secretaries/Under Secretaries of CBDT
6. The C&AG of India
7. The JS & Legal Adviser, Ministry of Law & Justice, New Delhi
8. CIT (M&TP), Official Spokesperson of CBDT
9. Pr. DGIT (Systems) for uploading on official website CIT (Database Cell) for uploading on www.irsofficersonline.gov.in

(Shefa i Singh)
Under Secretary to the Govt. of India

What to watch

Where you meet it

You meet it in a Form No. 3 certificate from the Designated Authority computing the amount payable at the search-case rate, when your assessment arose out of a search under section 132 or a requisition under section 132A.

What it names

It mentions. Circular No. 04/2021, Circular No. 21/2020, Circular No. 9/2020

On the same provision

Other instruments in this library that name the same provision of the 1961 Act. They are not necessarily still operative, and a later one may have replaced an earlier one without saying so.

← Circular No. 5/2021  ·  Circular No. 3/2021 →

A circular binds the department, not you and not a court. The Board issues a circular to its own officers. An assessee may hold the department to a circular that helps him; the department cannot hold an assessee to one that hurts him, and the Tribunal and the courts decide the law for themselves.

Source: the Income Tax Department’s own published text — its page for this instrument.