VittSphere ONE Calculators Blog CA Prabhakar Kumar · FCA · ICAI 560762
Case lawCirculars1977 › Circular No. 226
CBDT circular 14 July 1977

Circular No. 226

Instructions for deduction of tax at source from winnings from lottery or crossword puzzle during financial year 1977-78 at the rates specified in Part II of First Schedule to Finance (No. 2) Bill, 1977

What this is

Circular No. 226 was issued by the Central Board of Direct Taxes on 14 July 1977. Its subject is Instructions for deduction of tax at source from winnings from lottery or crossword puzzle during financial year 1977-78 at the rates specified in Part II of First Schedule to Finance (No. 2) Bill, 1977.

This is a clarification. The Board is stating how it reads a provision. That reading binds the department; it does not bind a court, and where the section says otherwise the section wins.

What it does

The year's instruction on deduction from lottery and crossword puzzle winnings. Section 194B requires every person paying to any person, resident or non-resident, winnings from a lottery or crossword puzzle exceeding Rs. 1,000 to deduct tax at the rates specified in the Finance Act of the year. For financial year 1977-78 the rates including surcharge are 34.5 per cent for a person other than a company who is resident, and for a non-resident the higher of that 34.5 per cent and the slab rates as if the winnings were his total income; 23 per cent for a domestic company and 73.5 per cent for a company that is not a domestic company. Deduction at these rates applies to payments made on or after 17 June 1977. The working rules follow: no deduction where the winnings are Rs. 1,000 or less; where the prize is partly in cash and partly in kind, tax comes off the cash with reference to the aggregate of cash and the value of the prize in kind, and where the prize is wholly in kind no deduction is required; the rates apply to prizes given after 31 March 1977 even if the draw or competition was held earlier; deduction on instalments is at the time of actual payment of each; deduction is from the prize money paid to the owner of the lucky ticket, not from bonus or commission paid to lottery agents or ticket sellers; the amount is rounded to the nearest rupee under section 288B; Government deductions are credited the same day by book adjustment and others within one week of deduction; a non-company recipient may apply in Form No. 13B for a certificate for nil or lower deduction, valid for the period specified unless cancelled; and the payer must issue a certificate in Form No. 19B showing the prize, the tax deducted and the date of payment into the Government account.

Why it was issued

The annual instruction to lottery and prize-paying organisers for the coming year, following Circular No. 217 dated 31 March 1977 on the same subject, with a note that further instructions would follow if Parliament changed the rates proposed in the Bill.

Who it reaches

The provisions it speaks to

Left, the provision of the Income-tax Act, 1961 as the instrument itself names it. Right, the section of the Income-tax Act, 2025 that the department’s own concordance maps it to — which is where the same ground is now covered.
Under the 1961 ActNow
s.194Bs.393, s.402
s.288Bs.516

The instrument, as the Board published it

The words below are the department’s own, reproduced from its published text. Where the department’s copy carried a publisher’s notes after the instrument, those are not reproduced.

Instructions for deduction of tax at source from winnings from lottery or crossword puzzle during financial year 1977-78 at the rates specified in Part II of First Schedule to Finance (No. 2) Bill, 1977

1. I am directed to invite a reference to this Department’s Circular No. 217 [F. No. 275/19/77-IT(B)], dated 31-3-1977 [Clarification 2] on the above subject. Under section 194B, every person responsible for paying to any person, whether resident or non-resident any income by way of winnings from any lottery or crossword puzzle in an amount exceeding Rs. 1,000 is required to deduct income-tax thereon at rates specified in this behalf in the Finance Act of the relevant year. The rates of the deduction of income-tax at source for the financial year 1977-78 have been specified in Part II of the First Schedule to the Finance (No. 2) Bill, 1979 and are as follows :

Rates of income-tax including surcharge

I. In the case of a person other than a company :—

(a) where the person is resident in India

34.5 per cent (IT 30 per cent + SC 4.5 per cent);

(b) where the person is not resident in India

34.5 per cent (IT 30 per cent + SC 4.5 per cent);

Or

income-tax and surcharge on income-tax at the rates prescribed in Sub-Paragraph I of Paragraph A of Part III of the First Schedule to the Finance (No. 2) Bill, 1977, if the winnings from lottery or crossword puzzle had been the total income,

whichever is higher.

II. In the case of a company—

(a) where the company is a domestic company

23 per cent (IT 22 per cent + SC 1 per cent);

(b) where the company is not a domestic company

73.5 per cent (IT 70 per cent + SC 3.5 per cent).

2. It is requested that deduction of tax from winnings from lotteries and crossword puzzles may be made during the financial year 1977-78, on payments made on or after June 17, 1977, according to the above rates. In case any changes in rates proposed in the Finance (No. 2) Bill, 1977 are made by the Parliament, suitable instructions will be sent to you.
3. The substance of the main provisions in the law insofar as they relate to deduction of income-tax at source from winnings from lotteries and crossword puzzles is given hereunder :
(1) No tax will be deducted at source where the income by way of winnings from lottery or crossword puzzle is Rs. 1,000 or less.
(2) Where the prize is given partly in cash and partly in kind, income-tax will be deductible from the cash prize with reference to the aggregate amount of the cash prize and the value of the prize in kind. Where, however, the prize is given only in kind no income-tax will be required to be deducted.
(3) Income-tax will be deductible at the aforesaid rates during the financial year 1977-78, from prizes given after March 31, 1977, even if the relevant draw in respect of lottery or, as the case may be, the competition in respect of a crossword puzzle may have been held on or before that date.
(4) Where the lottery or crossword puzzle is paid in instalments, the deduction will be made at the time of actual payment of each instalment.
(5) Income-tax will be deductible from the amount of the prize money paid to the owner of the lucky ticket with reference to the amount paid to him. Income-tax is not deductible from the income by way of bonus or commission paid to lottery agents or sellers of lottery tickets on the sales made by them.
(6) In view of section 288B, the amount of tax to be deducted at source should be rounded off to the nearest rupee by ignoring amounts less than fifty paise and increasing amounts of fifty paise or more to one rupee.
(7) Tax deducted on behalf of the Government should be paid to the credit of the Central Government on the same day by book adjustment. In other cases, the tax deducted should be paid to the credit of the Central Government within one week from the date of deduction. The challans for paying income-tax in the Government account may be obtained from the Income-tax Officer concerned.
(8) The relevant forms in relation to the provisions for deduction of income-tax at source from winnings from lotteries and crossword puzzle prizes are prescribed by the Income-tax Rules. In this connection, the following instructions may please be noted :
(i) In the case of any person, other than a company, it is open to the recipient of the prize to make an application in Form No. 13B to the Income-tax Officer concerned and obtain from him a certificate authorising the payer to deduct tax at such lower rates or deduct no tax as may be appropriate to his case. Such a certificate will be valid for the period specified therein unless it is cancelled by the Income-tax Officer earlier.
(ii) The persons responsible for making any payment by way of winnings from lotteries or crossword puzzles should issue a certificate in Form No. 19B showing therein the amount of the prize, the amount of tax deducted at source and the date of payment in the Government account.
(iii) The person making deduction of tax in accordance with section 194B from income by way of winnings from lotteries or crossword puzzles should sent to the Income-tax Officer having jurisdiction to assess him the statement in Form No. 26B quarter­ly on July 15, October 15, January 15 and April 15 in respect of deductions made by him during the immediately preceding quarter.
Circular : No. 226 [F. No. 275/19/77-IT(B)], dated 14-7-1977.

What to watch

Where you meet it

In an old TDS proceeding against a lottery organiser, or where a prize winner's credit for tax deducted is examined.

An example

Ours, not the Board’s: a worked case built from the rule the instrument sets, to show how it falls out.

A resident wins a prize of Rs. 20,000 in cash together with an article valued at Rs. 5,000. Tax is worked out on the aggregate of Rs. 25,000 and deducted from the cash portion, so at 34.5 per cent the deduction is Rs. 8,625 and the winner takes Rs. 11,375 in cash plus the article. Had the whole prize been in kind, no deduction would have been required.

What it names

Forms it names. Form No. 13B, Form No. 19B, Form No. 26B

On the same provision

Other instruments in this library that name the same provision of the 1961 Act. They are not necessarily still operative, and a later one may have replaced an earlier one without saying so.

← Circular No. 227  ·  Circular No. 228 →

A circular binds the department, not you and not a court. The Board issues a circular to its own officers. An assessee may hold the department to a circular that helps him; the department cannot hold an assessee to one that hurts him, and the Tribunal and the courts decide the law for themselves.

Source: the Income Tax Department’s own published text — its page for this instrument.