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Case lawCirculars1977 › Circular No. 218
CBDT circular 30 April 1977

Circular No. 218

Exemption of interest on savings certificates under clause (15)(ii) - Interest on holdings in the names of wife and minor children whether eligible for exemption - Exemption in the event of death of one of the joint holders

What this is

Circular No. 218 was issued by the Central Board of Direct Taxes on 30 April 1977. Its subject is Exemption of interest on savings certificates under clause (15)(ii) - Interest on holdings in the names of wife and minor children whether eligible for exemption - Exemption in the event of death of one of the joint holders.

This grants an exemption or a relief under a provision that allows one. Read the conditions attached: an exemption notification is construed strictly, and a condition missed is the exemption lost.

What it does

Restates that interest on tax-free savings certificates held in the names of a wife and minor children is exempt, and brings the investment limits up to date. Following Circular No. 10(XLVII-9)-D of 1958 and Circular No. 102 dated 3 February 1973, and on the National Savings Commissioner's complaint that some Income-tax Officers were refusing the exemption on certificates and accounts standing in the names of an assessee's spouse and minor children, the Board records its earlier decisions: where an assessee invests in the name of his wife or a minor child, the exemption is to be allowed up to the maximum amount that may be invested in that person's name, and in a joint holding the interest stays free of tax even when one joint holder dies. The limits are then revised: National Savings Certificates II and III Issues combined, Rs. 75,000 singly and Rs. 1,50,000 jointly; Post Office Savings Bank account, Rs. 25,000 and Rs. 50,000; ten-year cumulative time deposit accounts including the discontinued fifteen-year accounts, Rs. 1,20,000 and Rs. 2,40,000; and Public Provident Fund, Rs. 20,000 a year with no joint investment, the limits running for the whole period of the accounts standing in the name of the assessee, his wife or his minor children. Certain discontinued certificates whose interest remains free of tax are listed, their limits being taken as part of the National Savings Certificates limits. Where relief has not been given as stated, remedial measures are to be taken to grant it.

Why it was issued

The National Savings Commissioner told the Board that officers were denying the exemption on holdings in the names of an assessee's spouse and minor children, contrary to decisions already taken.

Who it reaches

The provisions it speaks to

Left, the provision of the Income-tax Act, 1961 as the instrument itself names it. Right, the section of the Income-tax Act, 2025 that the department’s own concordance maps it to — which is where the same ground is now covered.
Under the 1961 ActNow
s.10s.11, s.19

The instrument, as the Board published it

The words below are the department’s own, reproduced from its published text. Where the department’s copy carried a publisher’s notes after the instrument, those are not reproduced.

Exemption of interest on savings certificates under clause (15)(ii) - Interest on holdings in the names of wife and minor children whether eligible for exemption - Exemption in the event of death of one of the joint holders

1. Reference is invited to Circular No. 10 [XLVII-9]-D of 1958, dated 20-5-1958 and Circular No. 102 [F. No. 167/56/71 -IT(A-I)], dated 3 -2-1973 [Clarifications 2 and 3 on p. 1.161 and p. 1.163, respectively].
2. It has been brought to the notice of the Board by the National Savings Commissioner that some Income-tax Officers are not giving exemption from income-tax on tax-free savings certificates and accounts held in the names of the spouse and minor children of the assessee.
3. Under the rules governing the issue of the various savings certificates and accounts, deposits may be made by an adult individual in his own name or by two adults jointly or by a guardian on behalf of a minor. Various limits have been laid down for these accounts and certificates for individuals and for two persons jointly. Where any assessee makes an investment in the name of his wife or minor child, the income derived from such investments is included in the total income of the assessee under the relevant provisions of the Income-tax Act, 1961.
4. The Board had decided that where investments are made by an assessee in the names of his wife and minor children, the exemption from income-tax should be allowed and in respect of the investments made in the name of his wife or each minor child up to the limit of the maximum amount that may be invested in their names in the tax-free savings certificates. This decision was communicated vide Board’s Circular No. 10(XLVII-9)-D of 1958 [F. No. 39(3)IT/57]. Similarly, in Board’s Circular No. 102, the Government’s decision was communicated that in the case of joint holdings, the interest earned is free of income-tax even when one of the joint holders dies. The limits up to which the investments could be made by an individual and by two persons jointly were given in the Circular No. 102. These limits have since been increased. The new limits are as follows :

Limits up to which investments can be made singly

Limits up to which investments can be made jointly

1.

National Savings Certificates, II & III Issues combined

Rs. 75,000

Rs. 1,50,000

2.

Post Office Savings Bank Account

Rs. 25,000

Rs. 50,000

3.

10-Year CTD Accounts (including 15-Year CTD Accounts since discontinued)

Rs. 1,20,000

Rs. 2,40,000

4.

Public Provident Fund

Rs. 20,000 in a year

Joint investments not allowed

These limits are for the entire period of the accounts standing in the name of the assessee or his minor children and wife.
5. The certificates covered under section 10(15)( ii) which have since been discontinued but interest on which continues to be free of income-tax are as under:
1. 10-Year TSDCs and 10-Year DDCS.
2. PO Cash Certificates.
3. 12-Year National Plan Savings Certificates.
4. 10-Year National Defence Certificates.
5. 10-Year National Plan Certificates.
The limits for these certificates are inclusive of limits for National Savings Certificates II and III Issues mentioned above. For example, if a person holds NSCs II and III Issues up to Rs. 35,000 in his own name, Rs. 30,000 in the name of his wife, Rs. 10,000 in the name of his minor son and Rs. 15,000 in the name of his minor daughter, his entire holdings amounting to Rs. 90,000 will be free of income-tax as the holdings in each person’s name are within the limits prescribed, and will not be limited to a total of Rs. 75,000.
6. The Board have decided that if in any case involving the application of the above provisions relief had not been given as stated above, suitable remedial measures should be taken to grant such-relief.
Circular : No. 218 [F. No. 184/5/76-IT(A-I)], dated 30-4-1977

What to watch

Where you meet it

In an assessment where interest on certificates held in a wife's or child's name is added back for want of exemption, and in the rectification that follows.

An example

Ours, not the Board’s: a worked case built from the rule the instrument sets, to show how it falls out.

An assessee holds National Savings Certificates of the II and III Issues of Rs. 35,000 in his own name, Rs. 30,000 in his wife's name, Rs. 10,000 in his minor son's name and Rs. 15,000 in his minor daughter's name. Each holding is within the individual limit of Rs. 75,000, so interest on the whole Rs. 90,000 is free of income-tax; the exemption is not cut down to Rs. 75,000 for the family taken together.

On the same provision

Other instruments in this library that name the same provision of the 1961 Act. They are not necessarily still operative, and a later one may have replaced an earlier one without saying so.

← Circular No. 219  ·  Circular No. 217 →

A circular binds the department, not you and not a court. The Board issues a circular to its own officers. An assessee may hold the department to a circular that helps him; the department cannot hold an assessee to one that hurts him, and the Tribunal and the courts decide the law for themselves.

Source: the Income Tax Department’s own published text — its page for this instrument.